Robust policies, controls and procedures can be enhanced or thwarted depending upon the compliance culture with a firm. In this session, we will be joined by our Head of Risk & Compliance, Kate Burt, and Steve Brett of E3 Compliance Training to discuss the differences between a healthy and a toxic compliance culture and what firms can do to improve.
In this webinar, we explore:
- What is a “compliance culture” and why is it important?
- Regulatory expectations
- Characteristics of a healthy vs toxic culture
- What firms can do to improve compliance
Kate and Steve run a weekly forum called Compliance for Law Firms, which is regularly attended by compliance professionals from some of the UK’s top law firms. If you work in a legal compliance team and want to join the mailing list for the lunchtime sessions, sign up here.