Timestamps
00:00 Welcome and agenda
01:13 What an agent is
06:43 Invisible policy drift and the governance layer
09:01 How risk agents ground in your firm's risk policy
18:21 Live demo: onboarding flow and Risk Rules
25:21 The review experience and audit log
29:20 Ongoing monitoring and AI-enabled screening
34:15 Configuring alerts, sensitivity and settings
37:09 How Legl builds the rules, plus recap and next steps
Key Takeaways
- Risk Rules ground onboarding. A new premium governance layer applies your firm's own risk policy to every client, remediating issues like an unsigned passport in real time by switching the client into a dual ID check rather than chasing them over email.
- Agents act, they don't just answer. Unlike a chat tool where you copy and paste and act on the reply yourself, agents work towards an objective and take the steps for you, all grounded in your firm's policy and logged at every stage.
- The governance layer catches invisible drift. Once rules are codified and applied consistently, exceptions that had quietly spread across teams get surfaced, like a firm that discovered it was accepting a document type its head of compliance had only ever approved for one client.
- Ongoing monitoring does the research for you. AI sorts watchlist alerts into likely and unlikely matches and checks the sources and the wider web against your client, so you can confirm or dismiss a match without leaving Legl to run Google searches yourself.
