Navigating the unpredictable waters of SRA visits can be a daunting task for any law firm. With the continuous monitoring of AML regulation compliance, any visit—be it a proactive check, an onsite investigation, or a thematic work initiative—can be a potential stress point for your firm.
Our updated session, based off of our most popular webinar last year, promises to equip you with a deeper understanding and more refined strategies to ensure your firm is ever-ready for an SRA visit.
In this insightful webinar, we will dissect:
- The obligations that your firm, officers, and staff must adhere to
- The spectrum of documents the SRA might request for disclosure during a visit
- The individuals in your firm who may be approached, and potential lines of enquiry
- Proactive measures and strategies to implement, in order to mitigate stress and enhance readiness
Join us as we delve into these areas, empowering your firm to confidently face any SRA visit. Step ahead of the curve, transform the unexpected into the anticipated, and turn potential stress into a demonstration of your firm’s compliance proficiency.
